Webinar Tomorrow (11/8): SEC Cybersecurity Requirements and Advisors
Readers: Pat Cleary, our CCO/COO, will be sharing his insights on cybersecurity. (see here for a sample of his work). Webinar abstract: In this webinar, [...]
SEC Cybersecurity Requirements for Registered Investment Advisors (RIAs)
Warning: This cybersecurity post is a monster and meant to be a reference for financial advisors looking to build out a robust cybersecurity advisor solution. [...]
Vendor Management and Cybersecurity Compliance for RIAs
The Maginot Line, built by the French after World War One, is a perfect metaphor for most cybersecurity programs, particularly those of financial advisors. [...]
Cybersecurity Series: Penetration Testing for Financial Advisors
Cybersecurity is much like boxing, combat, or discussing finances with your spouse: You can train all you want, but you never really know your true [...]
How to Build an Investment Advisor Cybersecurity Program
As a proud alumnus of the Marine Corps (OMB Breach), filer of SEC materials (SEC breach), and card-carrying member of credit card carrying people (Equifax [...]