Academic Finance Research and Insights

Expected Returns to Green Stocks

By |December 30th, 2022|ESG, Research Insights, Larry Swedroe|

The past decade has seen a dramatic growth in sustainable investing—applying environmental, social and governance (ESG) criteria to investment strategies. Investments considered environmentally friendly are often referred to as “green,” while “brown” denotes the opposite. Important questions for investors are: What are the expected returns to green stocks? What does their past performance tell us about their future expected returns? We begin by looking at what economic theory tells us our expectations should be.

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The Performance of Multi-Factor Long-Short Portfolios in Various Economic Regimes

By |December 23rd, 2022|Research Insights, Factor Investing, Larry Swedroe|

To determine if a multi-factor approach has provided diversification benefits in terms of exposure to economic cycle risks, the research team at Counterpoint evaluated returns to multifactor long-short strategies, stocks, and 1-month T-bills in a variety of economic conditions (recession or no recession, high or no high inflation, and stagflation) over the period July 1963-August 2022.

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Bigger is Not Always Better in Asset Management

By |December 19th, 2022|Factor Investing, Research Insights, Basilico and Johnsen, Academic Research Insight, Active and Passive Investing|

Pastor, Stambaugh, and Taylor (2015) and Zhu (2018) provide significant evidence of decreasing returns to scale (DRS) at both the fund and industry levels. The authors examine the robustness of their inferences after Adams, Hayunga, and Mansi (2021) critique the above two studies.

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Mutual Fund to ETF Conversions: To Proxy or Not to Proxy, that is the question

By |December 16th, 2022|ETF Operations, Tax Efficient Investing, ETF Investing|

ETF conversions are accelerating and we are seeing more and more mutual funds converting into ETFs. The reasons for mutual fund to ETF conversions are obvious: tax efficiency, transparency, and lower operating costs. But how does this work? What are the pro/cons? This post provides a glimpse behind the curtain and a practical guide for any asset manager considering a mutual fund conversion. Below we outline the laws behind a mutual fund conversion, options for mutual fund conversions, and the nitty-gritty behind how to optimize a mutual fund conversion.

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