Academic Finance Research and Insights

Implications of Regime-Shifting Stock-Bond Correlation

By |September 8th, 2023|Research Insights, Larry Swedroe, Academic Research Insight, Tactical Asset Allocation Research|

The correlation between stocks and bonds should be a critical component of any asset allocation decision, as it impacts not only the overall risk of a diversified multi-asset class portfolio but also the risk premia one should expect to receive for taking risk in different asset classes. The problem for investors is that the correlation between stocks and bonds fluctuates extensively across time and economic regimes.

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Do Short-Term Factor Strategies Survive Transaction Costs?

By |September 5th, 2023|Transaction Costs, Research Insights, Factor Investing, Basilico and Johnsen, Academic Research Insight, Behavioral Finance, Momentum Investing Research|

Short term return anomalies are generally dismissed in the academic literature "because they seemingly do not survive after accounting for market frictions.” In this research, short term “factors” are taken seriously and the authors argue the standard parameters may not apply for short horizons.

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The Determinants of Inflation

By |August 28th, 2023|Inflation Investing, Research Insights, Basilico and Johnsen, Academic Research Insight, Macroeconomics Research|

The findings from this Hidden Markov Model analysis provide policymakers with valuable insights into the nature and behavior of inflation regimes. This information can inform the design and implementation of monetary, fiscal, and regulatory policies to effectively manage inflation, stabilize the economy, and promote sustainable economic growth.

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The case for the tax-free conversion of SMAs into an ETF via Section 351

By |August 24th, 2023|ETF Operations, Research Insights, Guest Posts, Tax Efficient Investing|

This piece outlines the high-level benefits of the ETF structure, which boils down to market access, tax efficiency, and transparency. It covers the considerations for a 351 tax-free conversion and the mechanics and tax consequences of a 351 conversion.

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The Performance of Listed Private Equity

By |August 18th, 2023|Private Equity, Larry Swedroe, Research Insights|

It is important to diversify the risks of private equity. This is best achieved by investing indirectly through a private equity fund rather than through direct investments in individual companies. Because most such funds typically limit their investments to a relatively small number, it is also prudent to diversify by investing in more than one fund. Unfortunately, the evidence we reviewed suggests that diversifying by investing in LPEs is not an effective strategy. And finally, top-notch funds are likely closed to most individual investors.

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